J Plant Ecol ›› Advance articles     DOI:10.1093/jpe/rtag091

• Research Article •     Next Articles

Asymmetric microclimate effects of afforestation across vertical stratification: a five-year field observation on the Loess Plateau

Huifeng Wu 1,2, Zhao Jin 1,2,3*, Ji Chen 1, Mingkui Hao 1,2, Hao Han 1,2, Guofan Cao 2, 4, Chengcheng Jiang 2,4, Jing Zhang 2,4, Junhao He 5, Xi'ning Zhang 6   

  1. 1 State Key Laboratory of Loess Science, Institute of Earth Environment, Chinese Academy of Sciences, Xi’an 710061, China
    2 National Observation and Research Station of Earth Critical Zone on the Loess Plateau of Shaanxi, Xi’an 710061, China
    3 Institute of Global Environmental Change, Xi’an Jiaotong University, Xi’an 710049, China
    4 Xi'an Institute for Innovative Earth Environment Research, Xi'an 710061, China
    5 State Key Laboratory of Soil Erosion and Dryland Farming on the Loess Plateau, Institute of Soil and Water Conservation, Northwest A&F University, 712100, Yangling, Shaanxi, China
    6 Xifeng Experimental Station of Soil and Water Conservation, Yellow River Conservancy Commission, Qingyang, 745000, Gansu, China
    * Correspondence author: Zhao Jin, Email: jinzhao@ieecas.cn
  • Received:2025-11-19 Accepted:2026-04-03 Published:2026-04-21
  • Supported by:
    This work was supported by the National Key R&D Program of China (2023YFC3008404), the Strategic Priority Research Program of Chinese Academy of Sciences (XDB40020301), the National Natural Science Foundation of China (41790444), and the 2025 Youth Talent Support Program of Xi'an Association for Science and Technology (0959202513218).

黄土高原小流域植树造林在垂直分层上的非对称微气候调节效应

Abstract: Afforestation is a key strategy to mitigate climate warming, yet its direct biophysical impacts on microclimate remain contentious in temperate regions. To address this, we conducted a 5-year in situ study (2019–2023) in paired catchments (afforested vs. natural grassland) on the Chinese Loess Plateau, monitoring temperature-moisture dynamics from 1 m belowground to 2 m above ground. The results indicate that afforestation induces divergent microclimate regulation across vertical strata. At 2 m aboveground, afforestation resulted in a significant increase in mean annual air temperature by 0.10℃ (P = 0.041) and a decrease in mean annual relative humidity by 1.69% (P = 0.003), whereas at 1 m it led to a significant decrease in air temperature by 0.35℃ (P = 0.004) and an increase in relative humidity by 0.59% (P = 0.038). In soils, afforestation overall resulted in a decrease in temperature by 0.54℃ (P < 0.001) and an increase in moisture by 0.74% (P = 0.019). Seasonally, the strongest effects of afforestation were observed in summer and winter, with effects particularly pronounced in winter, when afforestation resulted in a significant increase in air temperature at 2 m (0.157℃, P = 0.003) but a pronounced decrease in soil temperature, especially in the 10–40 cm layers (1.3–1.5℃, P < 0.01), highlighting contrasting responses between air and soil. Analysis of stand attributes indicated that leaf area index was the strongest regulator across vertical layers, exerting pronounced cooling effects on air and soil temperatures; canopy gap fraction was consistently associated with the afforestation-induced warming effect, particularly affecting soil minimum temperature. Synthetically, our results demonstrate pronounced vertical and seasonal variability in afforestation-induced biophysical climate regulation. Notably, under ongoing global warming, the microclimate regulation effect of afforestation via biophysical processes may weaken in semi-arid and arid ecosystems.

The biogeophysical effects of afforestation in temperate regions remain poorly understood. This long-term in situ monitoring study reveals that afforestation in small catchments on the Loess Plateau produces contrasting or even opposite effects across vertical layers; moreover, these effects may be further weakened under global warming.

Key words: microclimate, afforestation, climate change, long-term field monitoring, Loess Plateau

摘要:
植树造林是减缓全球气候变暖的重要生态措施,但其在温带地区对生态系统微气候的生物物理影响仍存在争议,尤其是不同垂直分层的气候调节效应尚未得到有效量化。为此,本研究以甘肃省庆阳市南小河沟人工植树造林与自然恢复草地小流域为研究对象,对地表2 m至地下1 m不同垂直分层的温湿度动态开展了为期5年(2019-2023)的原位连续观测。结果表明:植树造林对不同垂直分层微气候调节效应差异显著,甚至截然相反。与自然恢复草地相比,植树造林在地表2 m高度呈现显著的增温增湿效应(年均温升高0.10 ℃,P = 0.041;年均湿度增加1.69%,P = 0.003);而在地表1 m高度,植树造林则表现为显著的降温增湿效应(年均温降低0.35 ℃,P = 0.004;年均湿度增加0.59%,P = 0.038);对于0-1m土壤层,植树造林也整体表现为降温增湿效应(年均温降低0.54 ℃,P < 0.001;年均湿度增加0.74%,P = 0.019)。在季节尺度上,植树造林在夏季和冬季所产生的气候调节效应最为突出,尤其是在冬季,植树造林会显著升高地表2 m高度的气温(0.157 ℃,P = 0.003)。归因分析表明,叶面积指数是不同垂直分层气候调节效应的关键控制因子,对地表和土壤层均具有显著的降温作用;而冠层开阔度则与造林所产生的增温效应密切相关。总体而言,温带地区植树造林产生的气候调节效应在生态系统尺度存在显著的时空异质性。在全球变暖持续加剧的背景下,在干旱半干旱地区植树造林产生的气候调节效应可能进一步减弱,需警惕潜在的气候反馈风险。

关键词: 微气候, 植树造林, 气候变化, 野外监测, 黄土高原